發(fā)布時(shí)間：2018-04-19 02:40

  本文選題：主權(quán)財(cái)富基金 + 法律性質(zhì)��； 參考：《西南政法大學(xué)》2009年碩士論文

【摘要】： 近些年來(lái),隨著中國(guó)經(jīng)濟(jì)快速發(fā)展,對(duì)外出口日益擴(kuò)大,我國(guó)積累了高額的外匯儲(chǔ)備。截至2009年3月,已達(dá)到創(chuàng)紀(jì)錄的2萬(wàn)億美元,隨著經(jīng)濟(jì)繼續(xù)發(fā)展,中國(guó)的外匯儲(chǔ)備還將繼續(xù)增長(zhǎng)。這不僅給人民幣升值和通貨膨脹帶來(lái)了壓力,同時(shí)增加了儲(chǔ)備資產(chǎn)管理的難度和風(fēng)險(xiǎn)。在此大背景下,2007年9月29日,伴隨著中國(guó)投資公司的成立,中國(guó)第一支主權(quán)財(cái)富基金出現(xiàn)在世人面前。 迄今為止,對(duì)主權(quán)財(cái)富基金的法律性質(zhì)、運(yùn)作模式等方面國(guó)際立法和國(guó)內(nèi)立法都處于探索階段。這些立法努力絕大部分尚未形成正式的法律文件,但是關(guān)注這些立法活動(dòng)和研究動(dòng)態(tài),并努力適應(yīng)這些立法趨勢(shì),對(duì)于中國(guó)主權(quán)財(cái)富基金,無(wú)疑是具有重要戰(zhàn)略意義和現(xiàn)實(shí)意義。 全文三萬(wàn)六千余字,除引言和結(jié)語(yǔ)外,共分為四個(gè)部分。 第一部分“主權(quán)財(cái)富基金概述”。主要闡述了主權(quán)財(cái)富基金的涵義、類別、特點(diǎn)以及主權(quán)財(cái)富基金的產(chǎn)生、發(fā)展及其對(duì)國(guó)際金融體系的影響。隨著20世紀(jì)后半頁(yè)經(jīng)濟(jì)快速發(fā)展,國(guó)際貿(mào)易日益繁榮,新興國(guó)家的外匯儲(chǔ)備日益擴(kuò)大,主權(quán)財(cái)富基金迅猛發(fā)展。通常而言,主權(quán)財(cái)富基金作為一種由政府控制與支配的公共財(cái)富,表現(xiàn)為一種外幣資產(chǎn),其投資行為也主要為國(guó)家或地區(qū)最高經(jīng)濟(jì)當(dāng)局操縱和控制,因而在國(guó)際上受到一些國(guó)家的質(zhì)疑。對(duì)國(guó)際金融體系而言,主權(quán)財(cái)富基金將削弱美國(guó)金融霸權(quán),改變?cè)�有的全球外�?guó)直接投資格局。 第二部分“與主權(quán)財(cái)富基金有關(guān)的法律問題”。主權(quán)財(cái)富基金作為一種國(guó)際投資基金,不同于傳統(tǒng)私人投資基金,因而探索有關(guān)主權(quán)財(cái)富基金的相關(guān)法律問題非常必要。主權(quán)財(cái)富基金的出現(xiàn)是基于國(guó)家經(jīng)濟(jì)主權(quán)原則,國(guó)家經(jīng)濟(jì)主權(quán)原則賦予了每一個(gè)國(guó)家合理利用本國(guó)的國(guó)民財(cái)富的權(quán)利。同時(shí),主權(quán)財(cái)富在運(yùn)作過程中,也毫無(wú)疑問的涉及到金融保護(hù)主義、信息披露、風(fēng)險(xiǎn)控制、透明度與破產(chǎn)等法律問題。 第三部分“主權(quán)財(cái)富基金的法律規(guī)制”。主權(quán)財(cái)富基金作為一種由主權(quán)國(guó)家或地區(qū)政府建立并擁有的金融投資工具,由于其規(guī)模巨大,其市場(chǎng)影響力也不可忽視,同時(shí),主權(quán)財(cái)富基金的出現(xiàn),對(duì)國(guó)際金融市場(chǎng)造成巨大的影響,因此,國(guó)際社會(huì)要加強(qiáng)對(duì)主權(quán)財(cái)富基金的法律規(guī)制,相關(guān)國(guó)家也在積極探討如何在國(guó)際層面加強(qiáng)規(guī)制。本文認(rèn)為,可以利用現(xiàn)有的國(guó)際組織,如國(guó)際貨幣基金組織、世界貿(mào)易組織、經(jīng)濟(jì)合作與發(fā)展組織完善相關(guān)的法律制度。 第四部分“中國(guó)主權(quán)財(cái)富基金的法律規(guī)制”。中國(guó)作為世界上最大的發(fā)展中國(guó)家,經(jīng)歷改革開放三十年的發(fā)展,外貿(mào)出口連連上漲,國(guó)際收支順差快速攀升,從而使中國(guó)外匯儲(chǔ)備規(guī)模急劇增長(zhǎng),中國(guó)投資公司便應(yīng)運(yùn)而生。由于中國(guó)投資公司資金龐大,引發(fā)了相關(guān)發(fā)達(dá)國(guó)家的擔(dān)憂。在激烈競(jìng)爭(zhēng)的國(guó)際市場(chǎng)上,如何保持中國(guó)主權(quán)財(cái)富基金的競(jìng)爭(zhēng)力,實(shí)現(xiàn)中國(guó)政府“走出去”戰(zhàn)略,中國(guó)主權(quán)財(cái)富基金需要在內(nèi)部公司治理結(jié)構(gòu)、信息披露與透明度上作出積極的完善。 從主權(quán)財(cái)富基金的增長(zhǎng)趨勢(shì)來(lái)看,構(gòu)成其資金來(lái)源的外匯儲(chǔ)備仍在急劇膨脹。因此認(rèn)清主權(quán)財(cái)富基金的本質(zhì)和作用,以及國(guó)際社會(huì)對(duì)待主權(quán)財(cái)富基金的態(tài)度至關(guān)重要。目前國(guó)內(nèi)國(guó)外廣泛關(guān)注,但在法律方面還沒有達(dá)成廣泛共識(shí),許多國(guó)家從自身的立場(chǎng)出發(fā)提出了有益見解,我們應(yīng)當(dāng)密切關(guān)注,同時(shí)為了更好的保障我國(guó)主權(quán)財(cái)富基金的安全,必須借鑒別國(guó)成功經(jīng)驗(yàn),廣泛參與國(guó)際立法,加強(qiáng)內(nèi)部管理。最終實(shí)現(xiàn)我國(guó)主權(quán)財(cái)富基金的預(yù)期目的。
[Abstract]:In recent years , with the rapid development of China ' s economy , China has accumulated a high level of foreign exchange reserves . As of March 2009 , China ' s foreign exchange reserves will continue to grow . As the economy continues to grow , China ' s foreign exchange reserves will continue to grow . This will not only bring pressure on the appreciation of the RMB and inflation , but also increase the difficulty and risk of the management of the reserve assets . In this background , China ' s first sovereign wealth fund appears in front of the world with the establishment of China Investment Corporation on September 29 , 2007 .


So far , international legislation and domestic legislation on the legal nature and operation mode of sovereign wealth funds are in the exploration stage . Most of these legislative efforts have not yet formed formal legal documents , but they are concerned about these legislative activities and research developments and are trying to adapt to these legislative trends , which is undoubtedly of strategic significance and practical significance for China ' s sovereign wealth fund .


It is divided into four parts except the preface and the conclusion .


In the second half of the 20th century , the sovereign wealth fund is a kind of foreign currency asset whose investment behavior is mainly manipulated and controlled by the highest economic authorities in the country or region .


The second part deals with the legal problems related to sovereign wealth funds . As an international investment fund , sovereign wealth funds are different from traditional private investment funds , so it is necessary to explore the relevant legal issues of sovereign wealth funds . The emergence of sovereign wealth funds is based on the principle of national economic sovereignty . The principle of sovereign wealth funds gives each country the right to take advantage of its own national wealth . At the same time , the sovereign wealth has no doubt about the legal problems such as financial protectionism , information disclosure , risk control , transparency and bankruptcy .


The third part is the legal regulation of sovereign wealth fund . As a financial investment tool set up and owned by sovereign state or regional government , its market influence can not be ignored because of its huge scale . At the same time , the emergence of sovereign wealth fund has great influence on international financial market . Therefore , the international community should strengthen the regulation of the international financial market . In this paper , it is believed that the existing international organizations , such as the International Monetary Fund , the World Trade Organization , the Organization for Economic Cooperation and Development , can be used to perfect the relevant legal system .


The fourth part , " Legal Regulation of China ' s sovereign wealth fund " , China , as the largest developing country in the world , has experienced the development of the reform and opening - up for 30 years , the foreign trade export has gone up continuously , the balance of payments surplus has risen rapidly , so that China ' s foreign exchange reserve is growing rapidly . In the fierce competition international market , how to maintain the competitiveness of China ' s sovereign wealth fund and realize the Chinese government ' s " go out " strategy , China ' s sovereign wealth fund needs to make positive improvement in the corporate governance structure , information disclosure and transparency .


In view of the growth trend of sovereign wealth funds , foreign exchange reserves that make up its source of funds are still expanding rapidly . Therefore , it is important to recognize the essence and function of sovereign wealth funds and the attitude of the international community to sovereign wealth funds .

【學(xué)位授予單位】：西南政法大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2009
【分類號(hào)】：D922.28

【引證文獻(xiàn)】

相關(guān)碩士學(xué)位論文 前10條

1 龐俊;主權(quán)財(cái)富基金國(guó)際合作監(jiān)管研究[D];安徽財(cái)經(jīng)大學(xué);2011年

2 李潔;主權(quán)財(cái)富基金的國(guó)家豁免問題研究[D];中國(guó)政法大學(xué);2011年

3 夏揚(yáng);主權(quán)財(cái)富基金國(guó)際監(jiān)管的法律問題研究[D];中國(guó)政法大學(xué);2011年

4 浦潔;主權(quán)財(cái)富基金透明度法律監(jiān)管研究[D];復(fù)旦大學(xué);2011年

5 解丹;中國(guó)主權(quán)財(cái)富基金對(duì)外投資法律規(guī)制研究[D];復(fù)旦大學(xué);2011年

6 李娟;論我國(guó)主權(quán)財(cái)富基金投資運(yùn)營(yíng)模式的完善[D];湖南大學(xué);2010年

7 任學(xué)謙;主權(quán)財(cái)富基金國(guó)際法律規(guī)制研究[D];湖南師范大學(xué);2010年

8 楊麗;中國(guó)主權(quán)財(cái)富基金及其發(fā)展的法律保障機(jī)制研究[D];蘭州大學(xué);2010年

9 孫偉;外匯儲(chǔ)備管理法律問題研究[D];西南政法大學(xué);2010年

10 徐玉珠;主權(quán)財(cái)富基金監(jiān)管的法律問題研究[D];大連海事大學(xué);2012年

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本文編號(hào)：1771246