發(fā)布時間：2018-05-26 06:00

  本文選題：證券行業(yè) + 美國證券行業(yè)發(fā)展總結　； 參考：《西南財經大學》2012年碩士論文

【摘要】：國內證券市場發(fā)展快速,各個證券公司在競爭過程中出現了一定影響行業(yè)發(fā)展的惡性競爭事件,如果不對行業(yè)發(fā)展和公司發(fā)展進行戰(zhàn)略高度的復合分析,勢必導致公司發(fā)展步伐和行業(yè)發(fā)展步伐的脫節(jié),從而影響證券行業(yè)的整體發(fā)展進度。如何提高證券公司的核心競爭力,已成為我國證券公司的一個十分緊迫和重要的課題。 本文作者從美國市場證券行業(yè)的發(fā)展經歷出發(fā),提煉出影響美國證券行業(yè)發(fā)展的關鍵因素并借鑒成功經驗。同時作者立足我國證券市場的發(fā)展經歷,明確發(fā)展中面臨的困難和問題。進而根據我國證券公司的經營現狀,理清影響證券公司發(fā)展的因素,提出未來發(fā)展的戰(zhàn)略性建議。作者特別從證券公司的定位、管理層的經營思路、營銷模式的轉變、服務外延擴張以及社會職責和責任幾個方面進行豐富論述,并對戰(zhàn)略的方向、內容進行合理化分析,提出適合我國證券行業(yè)發(fā)展的新思路。 建議從以下幾方面完善我國證券公司功能定位,提高核心競爭力。包括：提高凈資本,加強風險管理；轉變商業(yè)模式,發(fā)展資本中介業(yè)務；利用創(chuàng)新契機,形成新業(yè)務體系,擴大營業(yè)部金融服務功能,提高投資銀行創(chuàng)新能力；加強對外開放,主動出擊,拓展國際市場空間。
[Abstract]:With the rapid development of the domestic securities market, various securities companies have some vicious competition events that affect the development of the industry in the process of competition. If the development of the industry and the company are not analyzed strategically, It will inevitably lead to the disconnection between the pace of development of the company and the pace of development of the industry, thus affecting the overall development of the securities industry. How to improve the core competitiveness of securities companies has become a very urgent and important issue. Starting from the development experience of American securities industry, the author abstracts the key factors that affect the development of American securities industry and draws lessons from successful experience. At the same time, based on the development experience of China's securities market, the author clarifies the difficulties and problems in the development. Then according to the present situation of the securities companies in our country, the factors affecting the development of the securities companies are clarified, and the strategic suggestions for the future development are put forward. The author discusses the orientation of the securities company, the management thinking, the change of marketing mode, the extension of service, the responsibility and responsibility of the society, and analyzes the direction and content of the strategy. A new idea suitable for the development of China's securities industry is put forward. It is suggested that the function orientation of Chinese securities companies should be improved in the following aspects to improve their core competitiveness. These include: improving net capital and strengthening risk management; transforming business models and developing capital intermediary business; taking advantage of the opportunity of innovation to form a new business system, expanding the financial service function of business departments, and improving the innovative ability of investment banks; and strengthening opening up to the outside world. Take the initiative to attack, expand the international market space.
【學位授予單位】：西南財經大學
【學位級別】：碩士
【學位授予年份】：2012
【分類號】：F832.51

【參考文獻】

相關期刊論文 前9條

1 馬紅霞;孫國華;;美國投資銀行危機及其轉型剖析[J];國際金融研究;2009年03期

2 應展宇;;功能視角下投資銀行組織模式變遷的回顧與前瞻[J];國際金融研究;2009年07期

3 李勇;陳耀剛;;全球金融危機下投資銀行發(fā)展模式研究[J];金融論壇;2011年04期

4 陳紅;;美國證券市場發(fā)展的歷史演進[J];經濟經緯;2006年01期

5 何誠穎;赫鳳杰;陳薇;;后金融危機時代中國金融監(jiān)管的演變和發(fā)展[J];經濟學動態(tài);2010年07期

6 周小全;;美國金融監(jiān)管改革和投資銀行發(fā)展趨勢分析[J];金融理論與實踐;2010年11期

7 樊銳,邊緒寶;我國證券公司經紀業(yè)務競爭行為博弈分析[J];濟南金融;2005年01期

8 何誠穎;合伙制、激勵機制與投資銀行業(yè)創(chuàng)新路徑探討[J];證券市場導報;2005年10期

9 馮晶;何寶;;投資銀行模式是否已經終結[J];證券市場導報;2008年12期

，

本文編號：1936196