刑事政策視野中的跨國洗錢犯罪研究
發(fā)布時間：2018-07-21 14:17
【摘要】：本文旨在國際刑法的領(lǐng)域中以刑事政策為視角研究跨國洗錢犯罪， 并認(rèn)為確立反跨國洗錢犯罪的刑事政策是研究跨國洗錢犯罪的理論前提 與實(shí)踐指針。本文共分四大部分，基本內(nèi)容如下： 第一部分：刑事政策視角的確立。這是研究跨國洗錢犯罪的觀察視 角、分析框架和研究模式，也是論述跨國洗錢犯罪基本理論的前提，本 文對跨國洗錢犯罪現(xiàn)狀的觀察、問題的反思、對策模式的建構(gòu)都以此為 基礎(chǔ)。本部分首先論述了刑事政策視角確立的必要性。這主要從刑事政 策科學(xué)含義的界定及其國際化特征的研討和國際刑法向謀求統(tǒng)一的國際 刑事政策方向發(fā)展兩個方面展開。其次從刑事政策與國際刑法關(guān)系的角 度，闡述了刑事政策與國際刑法的契合性--刑事政策的國際刑法化和 國際刑法的刑事政策化。刑事政策的國際刑法化是刑事政策趨向合理化、 合目的化的一種趨勢和過程，即以懲治、預(yù)防國際犯罪的刑事政策作為 國際刑法的指導(dǎo)觀念，推動國際刑法規(guī)范和刑事司法協(xié)助制度理性變革； 同時將這種刑事政策通過國際刑事立法使之條文化、規(guī)范化，進(jìn)而形成 能夠體現(xiàn)該種刑事政策的國際刑法規(guī)則、制度、原則。國際刑法的刑事 政策化是國際刑法在特定刑事政策的沖擊、影響下變革、修正和完善的 過程。即在具有嚴(yán)重危害性的行為被確定為國際犯罪，國際刑法形成了 規(guī)制某種國際犯罪的基本模式與合作框架后，仍繼續(xù)堅(jiān)持以刑事政策的 視角修改、完善相關(guān)的國際刑法規(guī)范，促進(jìn)國際刑法的合理化、合目的 化，使之能夠更加完整地發(fā)揮“合理而有效地組織對犯罪的反應(yīng)”功能。 最后以刑事政策的主體性、觀察性、反思性和實(shí)踐性為視角，，為跨國洗 錢犯罪的研究提供了較為可取的分析框架，即反思主體、觀察重心、反 思標(biāo)準(zhǔn)及對策模式。 第二部分：跨國洗錢與反跨國洗錢博弈現(xiàn)狀的觀察。理性把握該種 43 WP=49 現(xiàn)狀是研究跨國洗錢犯罪的基礎(chǔ)。本部分首先揭示了跨國洗錢對各國政 府及國際社會提出的嚴(yán)峻挑戰(zhàn)，并通過傳統(tǒng)洗錢向跨國洗錢的演變、跨 國洗錢犯罪能夠有效地掩飾、隱瞞相應(yīng)“上游犯罪”、跨國洗錢犯罪過程 的復(fù)雜性和方法的多樣性這三個層次具體論述該種挑戰(zhàn)。其次針對上述 挑戰(zhàn)，各國政府與國際社會在國際刑法領(lǐng)域內(nèi)進(jìn)行了有關(guān)的反跨國洗錢 立法及實(shí)踐活動。具體包括反跨國洗錢國際刑法規(guī)范的制定和世界各國 反跨國洗錢合作的加強(qiáng)，國際公約、決議內(nèi)容的述評，國內(nèi)刑法反跨國 洗錢規(guī)定的介紹三個方面。最后結(jié)合上述內(nèi)容，總結(jié)出跨國洗錢的新趨 勢與國際刑法思想的嬗變。 第三部分：傳統(tǒng)問題與新問題的反思。根據(jù)問題來源不同，可以將 影響、妨礙懲治與預(yù)防跨國洗錢犯罪的諸多問題分為傳統(tǒng)問題與新問題 進(jìn)行反思。傳統(tǒng)問題是法律差異的存在，具體包括洗錢的犯罪化運(yùn)動進(jìn) 行的不徹底、不全面；國際公約及各國法律對“上游犯罪”范圍的不同 規(guī)定，直接影響到跨國洗錢犯罪的懲治；信息披露制度的研究薄弱，嚴(yán) 重限制了對金融機(jī)構(gòu)及其他行業(yè)的監(jiān)管；離岸金融中心跨國洗錢的猖獗， 表明金融市場全球化的進(jìn)程與其實(shí)行以國內(nèi)為基礎(chǔ)的監(jiān)督機(jī)制之間普遍 存在著鴻溝。反思新問題的結(jié)論在于必須放寬國際刑法的研究視野�？� 國洗錢泛濫還是某些發(fā)展中國家、處于社會轉(zhuǎn)軌時期國家的政府弱勢和 政治腐敗的必然結(jié)果。洗錢者不僅在金融領(lǐng)域洗錢，還廣泛利用非金融 領(lǐng)域監(jiān)管較為薄弱的現(xiàn)金密集型行業(yè)作為跨國洗錢的新路徑；同時國際 洗錢又衍生出一種新動向--網(wǎng)絡(luò)洗錢，而對跨國洗錢的這種新路徑、 新動向亟待進(jìn)行充分的反思，理性的研究。 第四部分：國際刑法反跨國洗錢對策模式建構(gòu)的實(shí)踐。以刑事政策 為視角，在觀察跨國洗錢與反跨國洗錢博弈現(xiàn)狀、反思傳統(tǒng)問題與新問 題的基礎(chǔ)上，本文形成既相互獨(dú)立，又相互交融的兩種反跨國洗錢對策 模式--刑事法律合作模式與國際行政合作模式。刑事法律合作模式是 在國際刑法的刑事政策化指導(dǎo)下形成的，在國際刑事法律領(lǐng)域中，以國 44 WP=50 家刑罰權(quán)懲罰已然洗錢犯罪、預(yù)防未然洗錢犯罪的各種對策的一般理論。 它主要體現(xiàn)在國際刑事立法和國際司法協(xié)助兩個方面。國際行政合作模 式是國際刑法的社會預(yù)防政策化的產(chǎn)物，它通過各國反跨國洗錢的行政 當(dāng)局直接或國際組織間接合作為途徑，依靠行政權(quán)力的國際合作，發(fā)現(xiàn) 追蹤已然跨國洗錢犯罪，預(yù)防未然跨國洗錢犯罪而發(fā)揮作用。 總之，本文以反跨國洗錢犯罪的刑事政策為指導(dǎo)思想，力求深化對 跨國洗錢犯罪基本理論的研究，進(jìn)而開拓跨國洗錢犯罪研究的新境域， 使之更加理性、建設(shè)性地指導(dǎo)懲治、預(yù)防跨國洗錢犯罪的司法實(shí)踐。
[Abstract]:The purpose of this paper is to study the crime of transnational money - laundering in the light of criminal policy in the field of international criminal law ,
It is believed that the criminal policy of establishing anti - transnational money - laundering crime is the theoretical prerequisite to study the crime of transnational money - laundering
This article is divided into four parts , the basic contents are as follows :
Part I : Establishment of the perspective of criminal policy . This is the study of transnational money - laundering crime .
The angle , analytical framework and research pattern are also the premise of discussing the basic theory of transnational money - laundering .
On the basis of the observation of the present situation of transnational money - laundering , the reflection of the problem and the construction of the countermeasure model are as follows :
On the basis of this part , the necessity of the establishment of the criminal policy angle of view is first discussed . This is mainly from the criminal administration
The Definition of the Meaning of Policy Science and the Discussion of Its Internationalization Characteristics and the International Criminal Law to Seek the Unification of International Criminal Law
Two aspects of the development of criminal policy direction ; secondly , from the angle between criminal policy and international criminal law
Degree , expounds the conformity of criminal policy with international criminal law - - the international criminal law of criminal policy ;
The international criminal law of criminal policy is the rationalization of the tendency of criminal policy .
A trend and process of convergence , that is , to punish and prevent international criminal policy as a criminal policy
The guiding concept of international criminal law promotes the rational change of international criminal law norms and criminal judicial assistance system ;
At the same time , this criminal policy is passed through the international criminal legislation to bring it into a cultural , normative and further form
International criminal law rules , systems and principles that can reflect the criminal policy of this kind of criminal policy . The criminal law of international criminal law
The policy is the impact of the international criminal law on the specific criminal policy , which affects the reform , amendment and improvement .
The process . That is , the international criminal law is formed when the act of serious harm is determined as an international crime
After regulating the basic pattern and cooperation framework of a certain international crime , the criminal policy is still adhered to
Modify the angle of view , perfect the relevant international criminal law norms , and promote the rationalization of the international criminal law .
The function of " reasonable and effective organization of the response to crime " can be exerted more fully .
Finally , based on the subjective , observational , reflective and practical perspectives of criminal policy , it is a cross - border wash .
The research of money crime provides a preferable analysis framework , that is to reflect the main body , to observe the center of gravity , and to reverse
Standard and countermeasure mode .
Part Two : Observation of the Current Situation of the Game between Transnational Money Laundering and Anti - Transnational Money Laundering
43
WP=49
The present situation is the basis of studying the crime of transnational money - laundering . This part firstly reveals the transnational money - laundering to each country ' s government
The challenges posed by the Government and the international community and the evolution of transnational money - laundering through traditional money - laundering , inter alia ,
The crime of money laundering can be effectively concealed and hidden from the corresponding " upstream crime " and the transnational money - laundering crime process
This challenge is specifically addressed in the three levels of the complexity and diversity of approaches , followed by the above
Challenges , Governments and the international community have undertaken relevant anti - border money - laundering in the field of international criminal law
Legislative and practical activities , including the development of international criminal law norms against transnational money - laundering and the countries of the world
A commentary on the strengthening of anti - transnational money - laundering cooperation , the international conventions and the contents of the resolution , and the anti - transnational crime of domestic criminal law
Three aspects of money laundering are introduced . At last , the article summarizes the new trend of transnational money laundering in combination with the above - mentioned content .
Potential and the evolution of international criminal law thought .
The third part : the reflection of the traditional problem and the new problem . Depending on the source of the problem , you can
The Influence , Prevention , Punishment and Prevention of Transnational Money - Laundering Crime are divided into traditional problems and new problems
The traditional problem is the existence of legal differences , including the criminalization movement of money laundering .
incomplete and incomplete lines ;
The international conventions and national laws are different from the scope of " predicate offences "
( b ) To provide for the direct impact on the punishment of transnational money - laundering offences ;
The study of information disclosure system is weak and strict
Heavy restrictions on the regulation of financial institutions and other industries ;
The spread of transnational money - laundering in offshore financial centres ,
It is shown that the process of globalization of financial markets and its implementation are common among domestic - based oversight mechanisms .
There is a gap . The conclusion of reflecting on the new problem lies in the need to relax the research field of international criminal law .
The spread of money - laundering in the country is also the weakness of the government of some developing countries and countries in the period of social transition .
The inevitable result of political corruption . Money - laundering is not only money - laundering in the financial sector but also non - financial
As a new path to cross - border money - laundering , a weak cash - intensive industry is regulated in the area ;
at the same time international
Money - laundering also derives a new trend - - cyber money - laundering , which is a new path to cross - border money - laundering ,
New trends need to be fully reflective and rational .
The fourth part : the practice of the international criminal law anti - transnational money - laundering countermeasure mode construction .
Viewing the Current Situation of the Game between Transnational Money Laundering and Anti - Transnational Money Laundering in the View of Viewing the Current Situation of the Game between Transnational Money Laundering and Anti - Transnational Money Laundering
On the basis of the problem , this paper forms two kinds of counter - border money - laundering countermeasures which are independent and mutually exclusive .
Mode - criminal law cooperation model and international administrative cooperation mode . The mode of criminal law cooperation is
Under the guidance of criminal policy of international criminal law , in the field of international criminal law , the country
( 44 ftlb . )
WP=50
The penalty right penalty is the general theory of all kinds of countermeasures of the crime of money - laundering and the prevention of the crime of money - laundering .
It is mainly reflected in the two aspects of international criminal legislation and international mutual legal assistance , and the international administrative cooperation mode
The formula is the product of the social prevention policy of international criminal law , which is through the administration of national anti - transnational money laundering
Indirect cooperation by the authorities , either directly or indirectly , through international cooperation on administrative power , found
It plays a role in tracking the crime of transnational money - laundering and preventing the crime of transnational money - laundering .
In short , this paper tries to deepen the discussion on the criminal policy of anti - transnational money laundering crime as the guiding ideology .
The study of the basic theory of transnational money - laundering , which further opens up the new situation of transnational money - laundering crime research ,
Making it more rational and constructive to guide the punishment and prevent the judicial practice of transnational money - laundering crime .
【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2004
【分類號】：D917;D997.9
本文編號：2135797
[Abstract]:The purpose of this paper is to study the crime of transnational money - laundering in the light of criminal policy in the field of international criminal law ,
It is believed that the criminal policy of establishing anti - transnational money - laundering crime is the theoretical prerequisite to study the crime of transnational money - laundering
This article is divided into four parts , the basic contents are as follows :
Part I : Establishment of the perspective of criminal policy . This is the study of transnational money - laundering crime .
The angle , analytical framework and research pattern are also the premise of discussing the basic theory of transnational money - laundering .
On the basis of the observation of the present situation of transnational money - laundering , the reflection of the problem and the construction of the countermeasure model are as follows :
On the basis of this part , the necessity of the establishment of the criminal policy angle of view is first discussed . This is mainly from the criminal administration
The Definition of the Meaning of Policy Science and the Discussion of Its Internationalization Characteristics and the International Criminal Law to Seek the Unification of International Criminal Law
Two aspects of the development of criminal policy direction ; secondly , from the angle between criminal policy and international criminal law
Degree , expounds the conformity of criminal policy with international criminal law - - the international criminal law of criminal policy ;
The international criminal law of criminal policy is the rationalization of the tendency of criminal policy .
A trend and process of convergence , that is , to punish and prevent international criminal policy as a criminal policy
The guiding concept of international criminal law promotes the rational change of international criminal law norms and criminal judicial assistance system ;
At the same time , this criminal policy is passed through the international criminal legislation to bring it into a cultural , normative and further form
International criminal law rules , systems and principles that can reflect the criminal policy of this kind of criminal policy . The criminal law of international criminal law
The policy is the impact of the international criminal law on the specific criminal policy , which affects the reform , amendment and improvement .
The process . That is , the international criminal law is formed when the act of serious harm is determined as an international crime
After regulating the basic pattern and cooperation framework of a certain international crime , the criminal policy is still adhered to
Modify the angle of view , perfect the relevant international criminal law norms , and promote the rationalization of the international criminal law .
The function of " reasonable and effective organization of the response to crime " can be exerted more fully .
Finally , based on the subjective , observational , reflective and practical perspectives of criminal policy , it is a cross - border wash .
The research of money crime provides a preferable analysis framework , that is to reflect the main body , to observe the center of gravity , and to reverse
Standard and countermeasure mode .
Part Two : Observation of the Current Situation of the Game between Transnational Money Laundering and Anti - Transnational Money Laundering
43
WP=49
The present situation is the basis of studying the crime of transnational money - laundering . This part firstly reveals the transnational money - laundering to each country ' s government
The challenges posed by the Government and the international community and the evolution of transnational money - laundering through traditional money - laundering , inter alia ,
The crime of money laundering can be effectively concealed and hidden from the corresponding " upstream crime " and the transnational money - laundering crime process
This challenge is specifically addressed in the three levels of the complexity and diversity of approaches , followed by the above
Challenges , Governments and the international community have undertaken relevant anti - border money - laundering in the field of international criminal law
Legislative and practical activities , including the development of international criminal law norms against transnational money - laundering and the countries of the world
A commentary on the strengthening of anti - transnational money - laundering cooperation , the international conventions and the contents of the resolution , and the anti - transnational crime of domestic criminal law
Three aspects of money laundering are introduced . At last , the article summarizes the new trend of transnational money laundering in combination with the above - mentioned content .
Potential and the evolution of international criminal law thought .
The third part : the reflection of the traditional problem and the new problem . Depending on the source of the problem , you can
The Influence , Prevention , Punishment and Prevention of Transnational Money - Laundering Crime are divided into traditional problems and new problems
The traditional problem is the existence of legal differences , including the criminalization movement of money laundering .
incomplete and incomplete lines ;
The international conventions and national laws are different from the scope of " predicate offences "
( b ) To provide for the direct impact on the punishment of transnational money - laundering offences ;
The study of information disclosure system is weak and strict
Heavy restrictions on the regulation of financial institutions and other industries ;
The spread of transnational money - laundering in offshore financial centres ,
It is shown that the process of globalization of financial markets and its implementation are common among domestic - based oversight mechanisms .
There is a gap . The conclusion of reflecting on the new problem lies in the need to relax the research field of international criminal law .
The spread of money - laundering in the country is also the weakness of the government of some developing countries and countries in the period of social transition .
The inevitable result of political corruption . Money - laundering is not only money - laundering in the financial sector but also non - financial
As a new path to cross - border money - laundering , a weak cash - intensive industry is regulated in the area ;
at the same time international
Money - laundering also derives a new trend - - cyber money - laundering , which is a new path to cross - border money - laundering ,
New trends need to be fully reflective and rational .
The fourth part : the practice of the international criminal law anti - transnational money - laundering countermeasure mode construction .
Viewing the Current Situation of the Game between Transnational Money Laundering and Anti - Transnational Money Laundering in the View of Viewing the Current Situation of the Game between Transnational Money Laundering and Anti - Transnational Money Laundering
On the basis of the problem , this paper forms two kinds of counter - border money - laundering countermeasures which are independent and mutually exclusive .
Mode - criminal law cooperation model and international administrative cooperation mode . The mode of criminal law cooperation is
Under the guidance of criminal policy of international criminal law , in the field of international criminal law , the country
( 44 ftlb . )
WP=50
The penalty right penalty is the general theory of all kinds of countermeasures of the crime of money - laundering and the prevention of the crime of money - laundering .
It is mainly reflected in the two aspects of international criminal legislation and international mutual legal assistance , and the international administrative cooperation mode
The formula is the product of the social prevention policy of international criminal law , which is through the administration of national anti - transnational money laundering
Indirect cooperation by the authorities , either directly or indirectly , through international cooperation on administrative power , found
It plays a role in tracking the crime of transnational money - laundering and preventing the crime of transnational money - laundering .
In short , this paper tries to deepen the discussion on the criminal policy of anti - transnational money laundering crime as the guiding ideology .
The study of the basic theory of transnational money - laundering , which further opens up the new situation of transnational money - laundering crime research ,
Making it more rational and constructive to guide the punishment and prevent the judicial practice of transnational money - laundering crime .
【學(xué)位授予單位】：吉林大學(xué)
【學(xué)位級別】：碩士
【學(xué)位授予年份】：2004
【分類號】：D917;D997.9
【共引文獻(xiàn)】
相關(guān)期刊論文 前10條
1 張衛(wèi)華;;國際刑法概念之辨析[J];安徽大學(xué)法律評論;2006年02期
2 馬長生;彭新林;;前科消滅的性質(zhì)辨析[J];安徽大學(xué)法律評論;2008年02期
3 張訓(xùn);;打開刑法之門——評刑法學(xué)家陳興良教授的學(xué)術(shù)情懷[J];安徽大學(xué)法律評論;2010年01期
4 張曙光;;一種“事實(shí)關(guān)系”型行為——刑法中持有之規(guī)范論描述[J];安徽大學(xué)法律評論;2010年01期
5 趙運(yùn)鋒;;刑事政策對刑法解釋的影響及反思[J];安徽大學(xué)法律評論;2011年02期
6 韓軼;;論刑罰目的與量刑原則[J];安徽大學(xué)學(xué)報(bào);2006年04期
7 何承斌;;試論人權(quán)的刑法保障的若干問題[J];安徽大學(xué)學(xué)報(bào)(哲學(xué)社會科學(xué)版);2007年01期
8 周銘川;;片面共犯研究[J];安徽大學(xué)學(xué)報(bào)(哲學(xué)社會科學(xué)版);2009年04期
9 陸詩忠;;寬嚴(yán)相濟(jì)刑事政策之基本問題研究——對相關(guān)傳統(tǒng)話語的批判性考察[J];安徽大學(xué)學(xué)報(bào)(哲學(xué)社會科學(xué)版);2010年03期
10 梅錦;;論我國犯罪構(gòu)成理論的完善——以不同犯罪論體系的比較為視角[J];安徽大學(xué)學(xué)報(bào)(哲學(xué)社會科學(xué)版);2011年01期
相關(guān)會議論文 前10條
1 謝望原;鄒兵;;試論民事賠償對不起訴的影響和具體適用[A];第三屆國家高級檢察官論壇論文集[C];2007年
2 楊平;羅浩海;;相對不起訴制度實(shí)證研究[A];第三屆國家高級檢察官論壇論文集[C];2007年
3 李艷;徐鳳霞;;論公訴階段寬嚴(yán)相濟(jì)刑事政策的實(shí)現(xiàn)[A];第六屆國家高級檢察官論壇論文集[C];2010年
4 撖莉;;起訴階段如何實(shí)現(xiàn)寬嚴(yán)相濟(jì)的刑事政策[A];第六屆國家高級檢察官論壇論文集[C];2010年
5 趙保民;;寬嚴(yán)相濟(jì)刑事政策的現(xiàn)實(shí)定位及實(shí)現(xiàn)路徑分析[A];第六屆國家高級檢察官論壇論文集[C];2010年
6 孫日華;;警察如何解釋?——從“鄧玉嬌案”引發(fā)的思考[A];第四屆全國公法學(xué)博士生論壇論文集[C];2009年
7 熊姝丹;;淺析我國環(huán)境刑事立法的完善[A];生態(tài)安全與環(huán)境風(fēng)險(xiǎn)防范法治建設(shè)——2011年全國環(huán)境資源法學(xué)研討會（年會）論文集（第三冊）[C];2011年
8 任國華;;土地執(zhí)法管理中村民自治組織單位犯罪主體探討[A];科學(xué)合理用地 人地和諧相處2008年學(xué)術(shù)年會論文集[C];2008年
9 姚兵;;德國犯罪論體系中目的犯沿革考評[A];2008全國博士生學(xué)術(shù)論壇（國際法）論文集——國際公法、國際私法分冊[C];2008年
10 趙剛;;法律全球化語境下的現(xiàn)代化控辯模式研究[A];第六期中國現(xiàn)代化研究論壇論文集[C];2008年
相關(guān)博士學(xué)位論文 前10條
1 李長坤;刑事涉案財(cái)物處理制度研究[D];華東政法大學(xué);2010年
2 趙寧;罪狀解釋論[D];華東政法大學(xué);2010年
3 陳玲;背信犯罪比較研究[D];華東政法大學(xué);2010年
4 吳波;共同犯罪停止形態(tài)研究[D];華東政法大學(xué);2010年
5 許青松;間接正犯研究[D];華東政法大學(xué);2010年
6 劉源;論我國犯罪構(gòu)成結(jié)構(gòu)之完善[D];華東政法大學(xué);2010年
7 李曉歐;不純正不作為犯研究[D];吉林大學(xué);2011年
8 白云飛;規(guī)范化量刑方法研究[D];吉林大學(xué);2011年
9 王青;核恐怖主義犯罪防范研究[D];吉林大學(xué);2011年
10 張向東;基準(zhǔn)刑研究[D];吉林大學(xué);2011年
相關(guān)碩士學(xué)位論文 前10條
1 官家輝;論海盜犯罪及其國際法管轄[D];華東政法大學(xué);2010年
2 聶云鶴;論關(guān)于海盜的國際法規(guī)則及其發(fā)展[D];華東政法大學(xué);2010年
3 陳春娥;重大環(huán)境污染事故罪若干問題研究[D];華東政法大學(xué);2010年
4 錢元昌;淺析一人公司的刑事主體地位[D];華東政法大學(xué);2010年
5 羅靜深;論間接故意的意欲要素[D];華東政法大學(xué);2010年
6 楊小強(qiáng);對我國資格刑的分析與思考[D];華東政法大學(xué);2010年
7 譚軼城;論刑法評價(jià)中的禁止重復(fù)評價(jià)原則[D];華東政法大學(xué);2010年
8 盧葦;我國死緩適用標(biāo)準(zhǔn)的實(shí)證性研究[D];華東政法大學(xué);2010年
9 金懿;論刑法中的錯誤與共同犯罪[D];華東政法大學(xué);2010年
10 李文聰;論組織未成年人進(jìn)行違反治安管理活動罪[D];華東政法大學(xué);2010年
本文編號：2135797
本文鏈接：http://www.wukwdryxk.cn/shekelunwen/gongan/2135797.html
教材專著
