發(fā)布時(shí)間：2018-03-28 13:07

  本文選題：城市商業(yè)銀行　切入點(diǎn)：內(nèi)部控制系統(tǒng)　出處：《華東理工大學(xué)》2014年碩士論文

【摘要】：銀行業(yè)作為當(dāng)今風(fēng)險(xiǎn)最高的行業(yè)之一,風(fēng)險(xiǎn)防范工作一直是其工作的重點(diǎn),而有效的內(nèi)部控制能夠很好地幫助銀行避免風(fēng)險(xiǎn)的發(fā)生,所以內(nèi)控制度建設(shè)是銀行工作的重中之重。城商行十多年歷史的發(fā)展,已經(jīng)逐步成為當(dāng)?shù)厣踔林苓厖^(qū)域經(jīng)濟(jì)建設(shè)過(guò)程中不可忽視的力量,為了有效地防范風(fēng)險(xiǎn),其內(nèi)控制度建設(shè)不容忽視。 本文選取了具有代表性的S市城商行作為研究對(duì)象,通過(guò)查閱內(nèi)部資料、訪問(wèn)內(nèi)部員工、形成調(diào)查結(jié)果,綜合運(yùn)用定性分析與定量分析相結(jié)合的方法,在對(duì)S市城商行的內(nèi)控制度有了整體把握的基礎(chǔ)上,發(fā)現(xiàn)其中存在的問(wèn)題,并通過(guò)作者的所見(jiàn)所學(xué),針對(duì)性地提出了完善S市城商行內(nèi)控制度建設(shè)的建議。 希望通過(guò)本文的研究與結(jié)論,能夠使s市城商行在完善內(nèi)控制度的基礎(chǔ)上,有更好的發(fā)展,也希望全國(guó)眾多的城市商業(yè)銀行可以選擇性地借鑒論文的研究與結(jié)果,結(jié)合自身情況,進(jìn)一步完善自身的內(nèi)控制度建設(shè),從而更加健康、高效地發(fā)展。
[Abstract]:As one of the most risky industries, banking industry has always been the focus of its work on risk prevention, and effective internal control can help banks to avoid the occurrence of risk. Therefore, the construction of internal control system is the most important part of the banking work. With the development of more than 10 years of history, the city commercial banks have gradually become a force that cannot be ignored in the process of economic construction in the local and even surrounding regions. In order to effectively guard against risks, The construction of internal control system should not be ignored. This article selects the representative S city commercial bank as the research object, through consulting the internal information, visits the internal staff, forms the investigation result, synthetically uses the qualitative analysis and the quantitative analysis to combine the method, On the basis of holding the internal control system of the city commercial bank of S city as a whole, this paper finds out the existing problems, and through what the author has learned, puts forward some suggestions to perfect the construction of the internal control system of the city commercial bank of S city. It is hoped that through the research and conclusion of this paper, the city commercial bank of s city can develop better on the basis of perfecting the internal control system, and also hope that many city commercial banks in china can use the research and results of the thesis for reference selectively. According to their own situation, further improve their own internal control system construction, so as to develop more healthily and efficiently.
【學(xué)位授予單位】：華東理工大學(xué)
【學(xué)位級(jí)別】：碩士
【學(xué)位授予年份】：2014
【分類號(hào)】：F832.33;F830.42

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